Law and Regulation of Investment Management, 3rd Edition
Overview
Feb 2020 Hardback & eBook - ProView
OPTIONS TO BUY
Print RM1,865.00 9780414054905
Proview eBook RM1,865.00 9780414077034
Print & Proview eBook RM2,421.00 9780414077027
(All prices are valid in Malaysia and inclusive of SST where applicable, and subject to change without prior notice.)
Law and Regulation of Investment Management is an essential guide to the legal issues raised by investment management, including the nature of client services relationships, conflicts of interest and corporate governance, custody, contractual matters, and fiduciary duties.
Provides a complete guide to the law and regulation of investment management
Looks at the nature of the client services relationship
Considers internal compliance and the ramifications of conflicts of interest and information barriers
Examines the legal issues raised by settlement and custody
Discusses the fiduciary duties that arise through investment management
Looks at the contractual issues of the investment mandate
Provides an overview of key US legislation
Deals with investment management in the US, France, Germany, Luxembourg, Ireland and Hong Kong
Covers specialist areas such as Hedge Funds, closed ended funds, private equity funds
Includes analysis of national and international case law
Provides commentary and analysis on national and international legislation
New to this edition:
Examines the new regulatory structure post-MiFID II
Considers changes under AIFMD
Covers RTS and ITS under SFTR and amendments to related EMIR RTS
Includes updated case law
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